A guide for lawyers dealing with whistleblowing and investigations in banks and regulated financial institutions. Regulated financial firms face a complex web of obligations and expectations when faced with a whistleblower’s report. Legal protections are available for whistleblowers in many jurisdictions, and regulators may encourage or positively require reporting in certain circumstances. A whistleblower’s report may trigger an employment law grievance and an internal investigation will generally follow. This investigation in turn raises questions around procedure, privilege and regulatory interactions. This session will examine these issues and provide practical guidance to in-house and private practice lawyers that deal with them.