Speaker details

Biography

Dr. Barbara Roth, LL.M. is Chief Compliance Officer and AML Officer of UniCredit Bank AG. After her studies of law and economic sciences, Barbara has worked as lawyer in several international law firms in Munich, Düsseldorf and New York, advising multinational clients in the areas of M&A, Corporate law and Capital markets law. In 2005, she transferred inhouse and first worked for KfW Kreditanstalt für Wiederaufbau in Frankfurt where she was advising Treasury and Bond issuance departments for capital markets and securities laws. In 2007, she transferred to UniCredit Bank AG heading the teams „Documentation Certificates and Structured Securities / Credit Legal“. Starting 2011, Barbara built and headed the new department „Compliance Corporate and Investment Banking Division“ (CIB), and in this function advised the senior management of the Bank in all compliance-relevant matters. Since April 2016, Barbara is tje Chief Compliance Officer and Anti-Money Laundering Officer of UniCredit Bank, including Foreign Branches in ten jurisdictions. She directly reports to the CEO and the Group Chief Compliance Officer of UniCredit SpA. She is member of the Group Compliance Executive Committee and member of the Munich Bar Asscociation and German Lawyers Association.