IBA Global Challenges and Opportunities for the Asset Management Industry Conference
9 Jun - 11 Jun 2024
Session information
How are enforcement issues driving compliance agendas globally? The view from the trenches in 2024
Tuesday 11 June (1045 - 1145)
Description
• How are asset managers managing enterprise-wide compliance and enforcement risks in a complex world?
• Is so-called ‘regulation by enforcement’ a global trend?
• What are the top-of-mind compliance/enforcement issues and risk factors driving compliance agendas?
• How are AI systems and technology supporting operational compliance and creating new enforcement challenges?
Session / Workshop Chair(s)
| Peter Pound | Morgan Lewis, Boston, Massachusetts, USA |
Speakers
| Adam Aderton | Willkie Farr & Gallagher LLP, Washington, District of Columbia, USA |
| Catherine Chamberlain | Vanguard Investments Canada Inc, Toronto, Ontario, Canada |
| Eliza Dungworth | Fidelity International, London, England |
| Tim Lewis | Travers Smith, London, England |